Compliance SoftwareFinancial Services ComplianceActiveVerified

Red Oak Compliance Software

Red Oak Compliance Software provides AI-powered compliance software for financial services firms, including RIAs and broker-dealers. Their platform handles advertising review, communications surveillance, and other regulatory compliance tasks.

Filed May 19, 2025 · Manhattan, NY · New York County

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Source

New York Department of State, Division of Corporations · Entity 7615205 · Retrieved May 25, 2026

Search the registry for 7615205 ›JSON record ›

About Red Oak Compliance Software

Red Oak Compliance Software, LLC filed in New York on May 19, 2025, through National Registered Agents, a formation/registered-agent service. Its principal address is in Manhattan, zip 10005. The company's domain was registered on May 29, 1997, over 10,000 days before filing, and uses Amazon Registrar. The website is built with Site Kit by Google and is modern. The site confirmed the business name and address. The registered agent is shared with 721 other entities. No annual report or EIN is on file yet. We estimate revenue between $10 million and $50 million and 100 or more employees.

  • Domain registered 28 years before the company filed.
  • Filed through a formation/registered-agent service.
  • Registered agent shared with 721 other entities.
  • Website confirmed the business name and address.
  • No annual report or EIN on file yet.
  • We estimate revenue of $10M-$50M and 100+ employees.

Compiled from the state record, the company's public web presence, and our own research; revenue, employee, and footprint figures are estimates, not verified financials. Updated August 23, 2026.

One of 1,745 new businesses registered in Manhattan in May 2025, and the only compliance software business registered there that month.

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Filing Details

Entity NameRED OAK COMPLIANCE SOFTWARE, LLC
Entity TypeLLC
Entity Number7615205
Filing DateMay 19, 2025
City / State / ZipManhattan, NY 10005
CountyNew York
TimezoneEastern (ET)
EIN on FileNo
Registered AgentNATIONAL REGISTERED AGENTS, INC.
Agent AddressLocked
Filed ViaFiling service: National Registered Agents
WebsiteYes · domain registered 10217 days before filing · registrar Amazon Registrar
Website BuildModern · Site Kit by Google
Annual ReportNot yet filed
Estimated Revenue$10M-$50M (estimate)
Estimated Employees100+ (estimate)
FootprintBrick and mortar (estimate)
Related Filings721 with the same registered agent
First Recorded by DayOneLeadMay 25, 2026 (371 days after filing)

Verified Business Profile

SubcategoryFinancial Services Compliance

Contact Information

WebsiteLocked
PhoneLocked
EmailLocked
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Verified Website Profile

We matched this business to its website and pulled the domain's registration (WHOIS) record. Domain age is one of the strongest signals that a filing is a truly new business and not a re-filing or paperwork change.

Domain RegisteredLocked
Domain AgeLocked
RegistrarLocked
Website PlatformLocked
Start Free TrialDomain and website data is included with a free trial.

Frequently Asked Questions

When was Red Oak Compliance Software registered?

Red Oak Compliance Software was registered as LLC on May 19, 2025 in New York.

Where is Red Oak Compliance Software located?

Red Oak Compliance Software is based in Manhattan, NY, 10005, in New York County.

What type of business is Red Oak Compliance Software?

Red Oak Compliance Software is classified as a compliance software business (financial services compliance).

Does Red Oak Compliance Software have an EIN on file?

No EIN was found on file for Red Oak Compliance Software at the time of registration.

Who Sells to This Business

Based on the business category, these service providers typically target this type of business.

InsuranceWeb DesignerAccounting

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